Jamestown, North dakota
Audit and Compliance Specialist Job Opening in Jamestown, North dakota - With integrity, quality, and exceptional service - Unison Bank provides financial solutions to meet today's needs and tomorrow's dreams.
Unison Bank is now hiring a full-time Audit & Compliance Specialist for our Jamestown location.
Job Function:
Reporting to the AVP Audit & Compliance the Audit and Compliance Specialist is responsible for performing the necessary functions to support and maintain the Bank?s regulatory, legal, and policy and procedure compliance.
Primary Responsibilities of the position include:
Analyzes bank records, performs interviews and other tests to ensure compliance with bank policies, bank procedures, applicable laws and regulations.
Conducts internal audits in a timely manner utilizing a risk based approach that includes sufficient documentation to support audit procedures performed
Communicates audit findings: prepares audit work papers, narratives and reports in accordance with established department, industry and professional standards. Communicates policy exceptions, compliance violations, and control weaknesses to department and bank management during audits. Provides final reports to management and completes follow-up to ensure recommendations are addressed.
Assists and monitors practices and changes within the banking industry and internal audit profession. Responds and adapts to new regulations.
Assists with the training of the banks? staff to ensure awareness and understanding of regulations and any regulatory issues.
Assists with compliance briefings and providing updates regarding changes in compliance regulations.
Experience and Skills:
Detailed oriented and have excellent written, oral, and presentation communication skills. Solid interpersonal skills.
Good organizational skill with ability to complete multiple projects.
Ability to maintain schedules and meet deadlines.
Ability to work independently and under pressure.
Working knowledge of Word, Excel, ten-key calculator, and general office equipment.
General banking knowledge that includes compliance with bank laws, regulations, and internal controls; and knowledge of banking products and services preferred.
Education:
2 or 4 year degree in Business, Finance, Accounting or related field preferred.
3 to 5 years of Banking, Finance, or Audit experience preferred.
Community Bank Internal Auditor Certification training will be provided as necessary.
Community Bank Compliance Officer Certification will be provided as necessary.
Travel:
Travel is primarily local during the business day, although some out-of-the-area and overnight travel may be expected.
Unison Bank is an Equal Opportunity Employer
Job Type: Full-time
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