Baltimore, Maryland
Jr. Finance Analyst (entry level/recent grad) Job Opening in Baltimore, Maryland - Strong analytical skills, including root cause analysis - Strong communication skills, both oral and written, including experience with business process documentation and preparing management reports using PowerPoint - Collaboration and teamwork skills and experience The Risk and Control Operations Specialist is responsible for the documentation, measurement, analysis, and mitigation of operational risk. The specialist accomplishes this through a range of activities such as process and control documentation and testing; insuring supervisory procedures are in place; reviewing compliance with firm policies and regulatory expectations; analyzing key risk metrics; and documenting and executing remediation plans. The specialist will generally perform these risk and control framework responsibilities in collaboration with functional process owners in operational areas such as trade support, clearance and settlement, and corporate actions. Primary Responsibilities: Testing and QA of RCSA controls - Monitoring, assessment and testing of control activities performed by functional teams through a Risk and Control Self-Assessment (RCSA) discipline - Participation in periodic internal audits through the entire exam life-cycle - Periodic reviews and maintenance of control tools (e.g., system entitlements, desktop procedures, supervisory procedures and check-lists) - Remediation of risk issues, audit findings, processing inefficiencies, etc. - Definition, publication, and testing of internal policies impacting the risk and control framework - Root cause analysis on risk incidents - Fostering risk management skills through training and development of colleagues, both in the risk and control organization and the functional processing teams - Qualifications: - College degree (BS or BA) preferably in accounting, economics, finance, statistics or related disciplines - Two to three years minimum experience in financial services operations. Experience in operational risk management preferred. - Hands-on experience with using quantitative (metrics) and qualitative tools (e.g., process narratives and flows, incident reports) to assess areas of risk and identify risk mitigation options - Hands-on experience applying risk management precepts such as separation of duties, information security disciplines, and supervisory reviews - Strong analytical skills, including root cause analysis - Strong communication skills, both oral and written, including experience with business process documentation and preparing management reports using PowerPoint - Collaboration and teamwork skills and experience, including strong interpersonal skills
Job Type: Full-time
Required education:
Bachelor's
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